Our Staff has compiled our research into a database of FINRA Broker Disclosures for Loop Capital Markets LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Jackson | 4028584 | 1 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Emilian Knoell | 714095 | 1 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cecil Royceford Brown | 2929750 | 3 | 11/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cecil Royceford Brown | 2929750 | 3 | 11/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Gerard Dirussa | 1477456 | 1 | 10/10/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Cecil Royceford Brown | 2929750 | 3 | 05/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred L Prime | 2046585 | 1 | 11/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willie Arthur Greene | 3140710 | 1 | 02/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jeremiah Clifford | 2020035 | 1 | 07/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |