Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Graham Broyles | 5751227 | 3 | 01/07/2024 | Customer Dispute | Award / Judgment | $28,500.00 | $28,500.00 | See FINRA Report |
| James Toca Thompson | 5886157 | 1 | 01/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tara Wattenberg | 6908578 | 1 | 01/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Mark Tabellione | 6172588 | 1 | 12/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Coolidge Boyer | 4231142 | 1 | 12/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Martinek | 7611824 | 2 | 12/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick A Smith | 2913784 | 2 | 11/15/2023 | Customer Dispute | Closed-No Action | $175.95 | $0.00 | See FINRA Report |
| Joseph Lee Baker | 6581246 | 2 | 10/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Roger Bartshe | 4804022 | 2 | 10/06/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Javier Rivera Diaz | 7499235 | 1 | 10/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |