Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Graham Broyles | 5751227 | 3 | 12/01/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Devin Zachary Smith | 5073546 | 1 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Taylor Jones | 6009401 | 1 | 11/05/2021 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Emma Shaw Allen | 3124033 | 1 | 10/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Francis Cover | 5039846 | 1 | 10/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Chiang Li | 2161676 | 4 | 09/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Schleicher | 7174832 | 3 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Hayden | 2981997 | 2 | 08/20/2021 | Customer Dispute | Closed-No Action | $13,875.30 | $0.00 | See FINRA Report |
| Benjamin Schleicher | 7174832 | 3 | 08/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |