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FINRA Broker Disclosures for State Farm Vp Management Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kathleen Ann Jiries5256122105/06/2016Customer DisputeSettled$9,000.00$0.00See FINRA Report
Nicole Elizabeth Whitcomb2872792109/09/2015Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Anthony Sprouse3029766101/08/2015Customer DisputeSettled$12,000.00$0.00See FINRA Report
Joshua Adam Harris6075400104/14/2014Customer DisputeSettled$6,625.90$0.00See FINRA Report
Martha Milena Bourgeois5952837106/11/2013Customer DisputeSettled$75,000.00$0.00See FINRA Report
Thomas Craig Evans3083030107/16/2012Customer DisputeSettled$28,039.00$0.00See FINRA Report
Thomas Alan Deberry3016721103/18/2011Customer DisputeSettled$8,674.00$0.00See FINRA Report
Wayne Ronald Shoemaker2914714111/01/2010Customer DisputeSettled$282,000.00$0.00See FINRA Report
Shawn Robert Thacker4644641105/07/2010Customer DisputeSettled$202,000.00$0.00See FINRA Report
Scott Davis Johnson4772003312/21/2009Customer DisputeSettled$400,000.00$0.00See FINRA Report

42 Results

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