Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kathleen Ann Jiries | 5256122 | 1 | 05/06/2016 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
Nicole Elizabeth Whitcomb | 2872792 | 1 | 09/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Anthony Sprouse | 3029766 | 1 | 01/08/2015 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
Joshua Adam Harris | 6075400 | 1 | 04/14/2014 | Customer Dispute | Settled | $6,625.90 | $0.00 | See FINRA Report |
Martha Milena Bourgeois | 5952837 | 1 | 06/11/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Thomas Craig Evans | 3083030 | 1 | 07/16/2012 | Customer Dispute | Settled | $28,039.00 | $0.00 | See FINRA Report |
Thomas Alan Deberry | 3016721 | 1 | 03/18/2011 | Customer Dispute | Settled | $8,674.00 | $0.00 | See FINRA Report |
Wayne Ronald Shoemaker | 2914714 | 1 | 11/01/2010 | Customer Dispute | Settled | $282,000.00 | $0.00 | See FINRA Report |
Shawn Robert Thacker | 4644641 | 1 | 05/07/2010 | Customer Dispute | Settled | $202,000.00 | $0.00 | See FINRA Report |
Scott Davis Johnson | 4772003 | 3 | 12/21/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |