Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shawn Andrew Aguilar | 6344288 | 1 | 08/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Ryan Walker | 5470354 | 1 | 08/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Derek Orris Christopherson | 5006535 | 1 | 04/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Louie Devega | 5576899 | 1 | 10/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Lori Michelle Pasion | 4938709 | 1 | 10/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Alan Rich | 3012693 | 1 | 09/17/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Iris Hisako Kuwaye | 3017080 | 3 | 09/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Margaret Yamashita | 5058487 | 1 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Leslie Marie West | 4714416 | 2 | 05/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo F Sempertegui | 5691200 | 1 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |