Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Tracy Little | 4078129 | 1 | 04/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brad Douglass Linnell | 5675799 | 2 | 02/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Keith O'Neal | 5853201 | 1 | 02/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George Sherman Larry | 4922516 | 1 | 12/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Luz Patricia Nuno | 5997387 | 1 | 11/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ryan C Devins | 4787043 | 1 | 07/25/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Gerard Calmes | 5107955 | 1 | 02/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christine Chang | 5510664 | 1 | 11/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher Thomas Lopez | 3037254 | 1 | 08/06/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Caroline Copeland Dorris | 6113391 | 1 | 05/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |