Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicolas Morales | 5853712 | 2 | 03/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Joseph Masino | 4056302 | 4 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Byron Heberto Estrada | 4835863 | 1 | 02/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tobie Shawn Flores | 4687470 | 1 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Hubert Mitchell | 3227335 | 2 | 01/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Blake Randolph Miller | 6061846 | 1 | 12/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Walter Chiang Li | 2161676 | 4 | 09/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Walter Chiang Li | 2161676 | 4 | 06/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John William Davis | 2992566 | 1 | 06/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Waldo Ray Navarrette | 3067728 | 1 | 06/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |