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FINRA Broker Disclosures for State Farm Vp Management Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Wayne Ronald Shoemaker2914714111/01/2010Customer DisputeSettled$282,000.00$0.00See FINRA Report
Shawn Robert Thacker4644641105/07/2010Customer DisputeSettled$202,000.00$0.00See FINRA Report
Lance Leland Cook4637458104/27/2010Customer DisputeDenied$30,767.10$0.00See FINRA Report
Dale Bradley Nifong4707518103/04/2010Customer DisputeClosed-No Action$80,000.00$0.00See FINRA Report
Scott Davis Johnson4772003312/21/2009Customer DisputeSettled$400,000.00$0.00See FINRA Report
Michael James Bradstreet4493390310/14/2009Customer DisputeDenied$73,824.00$0.00See FINRA Report
Brandon Dale Geise4391401103/16/2009Customer DisputeDenied$10,325.00$0.00See FINRA Report
Thomas John Sullivan3016931103/11/2009Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Joel Edward Griffin4089078202/24/2009Customer DisputeDenied$0.00$0.00See FINRA Report
George Edward Ottoson2902084102/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report

134 Results

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