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FINRA Broker Disclosures for State Farm Vp Management Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Douglas Vincent Valentine3008335103/25/2015Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Michael Anthony Sprouse3029766101/08/2015Customer DisputeSettled$12,000.00$0.00See FINRA Report
Andrew Joseph Capets3047354112/10/2014Customer DisputeClosed-No Action$5,001.00$0.00See FINRA Report
Michael James Bradstreet4493390312/01/2014Customer DisputeDenied$70,875.00$0.00See FINRA Report
Chad Everett Hart6027950110/28/2014Customer DisputeClosed-No Action$17,000.00$0.00See FINRA Report
Premraj S K das2317944107/29/2014Customer DisputeClosed-No Action$69,559.00$0.00See FINRA Report
Joshua Adam Harris6075400104/14/2014Customer DisputeSettled$6,625.90$0.00See FINRA Report
Leslie Marie West4714416201/15/2014Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Allen Peterson3117285111/11/2013Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Gregory Curtis Edds3046838107/29/2013Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

134 Results

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