Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Wakem | 4725625 | 1 | 11/08/2016 | Customer Dispute | Closed-No Action | $12,631.80 | $0.00 | See FINRA Report |
| Christine Kettlewell Cline | 2067951 | 1 | 10/10/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ashley Nicole Deadwyler-Jones | 3084833 | 1 | 10/03/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Harvey William Dash | 1339522 | 4 | 09/22/2016 | Customer Dispute | Denied | $8,400.00 | $0.00 | See FINRA Report |
| MacK Matthew Reginelli | 4317316 | 1 | 06/24/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kathleen Ann Jiries | 5256122 | 1 | 05/06/2016 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Halpin | 2417766 | 1 | 03/01/2016 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Kirk Gregory Baker | 3030192 | 1 | 09/23/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Nicole Elizabeth Whitcomb | 2872792 | 1 | 09/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Phillips | 3033818 | 1 | 08/03/2015 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |