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FINRA Broker Disclosures for State Farm Vp Management Corp.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.

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Displaying 121-130 out of 134 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Amin Brent Antoine3151158303/28/2002Customer DisputeDenied$34,000.00$0.00See FINRA Report
Robert Dennis Lindsey2156933312/05/2001Customer DisputeDenied$8,000.00$0.00See FINRA Report
Steve Kaichih Yang3122106110/08/2001Customer DisputeDenied$6,475.00$0.00See FINRA Report
Ross Stinson Whitfield4018459109/11/2001Customer DisputeAward / Judgment$1,217.17$275.00See FINRA Report
John Robert McAulay2698671208/23/2001Customer DisputeDenied$6,000.00$0.00See FINRA Report
Victor W Pulizzano1053522111/16/2000Customer DisputeSettled$18,500.00$0.00See FINRA Report
Jon Ashley Parker2732824107/05/2000Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Sergio Fausto Bio2424416202/14/2000Customer DisputeDenied$17,000.00$0.00See FINRA Report
James Walter Webb3033264102/03/2000Customer DisputeSettled$1,050,000.00$0.00See FINRA Report
Gerald Michael Garcia1783471102/07/1999Customer DisputeClosed-No Action$17,000.00$0.00See FINRA Report

134 Results

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