Our Staff has compiled our research into a database of FINRA Broker Disclosures for State Farm Vp Management Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dusty Lynn Treat | 4979610 | 2 | 06/05/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Wakem | 4725625 | 1 | 11/08/2016 | Customer Dispute | Closed-No Action | $12,631.80 | $0.00 | See FINRA Report |
| MacK Matthew Reginelli | 4317316 | 1 | 06/24/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Halpin | 2417766 | 1 | 03/01/2016 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Richard Allen Phillips | 3033818 | 1 | 08/03/2015 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Douglas Vincent Valentine | 3008335 | 1 | 03/25/2015 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Capets | 3047354 | 1 | 12/10/2014 | Customer Dispute | Closed-No Action | $5,001.00 | $0.00 | See FINRA Report |
| Chad Everett Hart | 6027950 | 1 | 10/28/2014 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Premraj S K das | 2317944 | 1 | 07/29/2014 | Customer Dispute | Closed-No Action | $69,559.00 | $0.00 | See FINRA Report |
| Mark Allen Peterson | 3117285 | 1 | 11/11/2013 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |