Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Randall Cherry | 716216 | 5 | 08/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Warner | 2567173 | 4 | 09/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Randall Cherry | 716216 | 5 | 05/17/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 05/11/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 09/05/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Northrup Briggs | 30503 | 1 | 07/24/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 01/01/1960 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |