Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Ian Siegel | 1627931 | 3 | 12/28/2009 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| William Irwin Belk | 4867409 | 2 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Burton Abbott | 3106588 | 10 | 08/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 05/31/2009 | Customer Dispute | Settled | $40,962.30 | $0.00 | See FINRA Report |
| Debra Kay Littlefield | 2312877 | 5 | 02/25/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sidney Wayne Harper | 1960380 | 2 | 05/08/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sidney Wayne Harper | 1960380 | 2 | 03/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Burton Abbott | 3106588 | 10 | 01/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Byung-Ju Kim | 4353063 | 3 | 07/13/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gary S Pack | 5917231 | 1 | 02/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |