Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Harmon Black | 22451 | 12 | 10/24/1996 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Douglas Francis Guerin | 1091733 | 3 | 02/01/1995 | Customer Dispute | Settled | $18,730.80 | $0.00 | See FINRA Report |
| Douglas Francis Guerin | 1091733 | 3 | 09/19/1994 | Customer Dispute | Settled | $99,495.40 | $0.00 | See FINRA Report |
| Douglas Francis Guerin | 1091733 | 3 | 07/11/1994 | Customer Dispute | Settled | $51,250.00 | $0.00 | See FINRA Report |