Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Burton Abbott | 3106588 | 10 | 04/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Yacks | 874643 | 4 | 10/15/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |