Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Burton Abbott | 3106588 | 10 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 03/21/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 01/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Ian Siegel | 1627931 | 3 | 02/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 08/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 01/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Warner | 2567173 | 4 | 12/22/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Warner | 2567173 | 4 | 07/28/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Yacks | 874643 | 4 | 10/01/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |