Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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Frank Harmon Black | 22451 | 12 | 01/01/1983 | Customer Dispute | Award / Judgment | $18,000.00 | $12,500.00 | See FINRA Report |