Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Oehl | 1313682 | 8 | 05/31/2009 | Customer Dispute | Settled | $40,962.30 | $0.00 | See FINRA Report |
| Debra Kay Littlefield | 2312877 | 5 | 02/25/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sidney Wayne Harper | 1960380 | 2 | 05/08/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sidney Wayne Harper | 1960380 | 2 | 03/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Byung-Ju Kim | 4353063 | 3 | 07/13/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Dennis Barry Holmstrom | 1619349 | 5 | 03/07/2006 | Customer Dispute | Denied | $6,499.00 | $0.00 | See FINRA Report |
| Charles Randall Cherry | 716216 | 5 | 07/16/2004 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| John Thomas Oehl | 1313682 | 8 | 02/06/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Barry Holmstrom | 1619349 | 5 | 04/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Thomas Oehl | 1313682 | 8 | 02/12/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |