Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nomura Securities International, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Hyer | 5307331 | 1 | 08/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick M Proffitt | 5633623 | 1 | 06/15/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |