Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Newman | 347208 | 9 | 01/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Alex Nelson | 1318982 | 2 | 08/01/1966 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |