Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Raymond Boucher | 1922849 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lora Jean Nickel | 4412872 | 7 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lora Jean Nickel | 4412872 | 7 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |