Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lora Jean Nickel | 4412872 | 7 | 08/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Raymond Boucher | 1922849 | 1 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lora Jean Nickel | 4412872 | 7 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lora Jean Nickel | 4412872 | 7 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 08/06/2001 | Customer Dispute | Final | $78,556.70 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 05/19/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 03/03/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 02/03/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 12/02/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 08/04/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |