Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Steven Bovee | 1782536 | 2 | 03/07/1995 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 11/11/1994 | Customer Dispute | Settled | $573,000.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 02/23/1994 | Customer Dispute | Settled | $2,977,460.00 | $0.00 | See FINRA Report |
| Donald Alex Nelson | 1318982 | 2 | 04/30/1992 | Customer Dispute | Award / Judgment | $26,850.00 | $12,400.00 | See FINRA Report |