Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Kallstrom | 2498681 | 9 | 11/06/2000 | Customer Dispute | Settled | $46,523.70 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 10/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 07/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 06/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 04/06/1999 | Customer Dispute | Pending | $126,549.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 12/11/1998 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| William James Salmen | 1932383 | 6 | 02/19/1997 | Customer Dispute | Settled | $434,600.00 | $0.00 | See FINRA Report |
| David Kallman Paton | 1746167 | 4 | 09/05/1996 | Customer Dispute | Settled | $12,200.00 | $0.00 | See FINRA Report |
| Joel Steven Bovee | 1782536 | 2 | 03/07/1995 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Nathan Newman | 347208 | 9 | 11/11/1994 | Customer Dispute | Settled | $573,000.00 | $0.00 | See FINRA Report |