Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ikechukwu Uzoma Pius-Nwagwu | 6302348 | 1 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Lauren Jacoby | 6928672 | 3 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anna Lauren Jacoby | 6928672 | 3 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anna Lauren Jacoby | 6928672 | 3 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramona Bernadette Dalton | 6061826 | 2 | 08/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Sausley | 3016327 | 1 | 04/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rance Kevin Morgan | 4651136 | 1 | 04/21/2017 | Customer Dispute | Denied | $5,568.52 | $0.00 | See FINRA Report |
| Joshua J Maida | 5909449 | 2 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua D Coward | 6260613 | 1 | 01/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Mark Rosseel | 3198135 | 1 | 01/05/2017 | Customer Dispute | Denied | $13,750.00 | $0.00 | See FINRA Report |