Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Lisnock | 7242288 | 3 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Andrew Kahler | 6262343 | 1 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Browning | 4182776 | 1 | 04/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jermaine Montre Taylor | 3076240 | 1 | 04/10/2019 | Customer Dispute | Denied | $24,508.90 | $0.00 | See FINRA Report |
| Dexter Leger | 7151063 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Roy Cox | 2759798 | 1 | 12/17/2018 | Customer Dispute | Denied | $11,549.20 | $0.00 | See FINRA Report |
| Rodney Dale Smith | 4343228 | 2 | 08/24/2018 | Customer Dispute | Settled | $10,286.00 | $0.00 | See FINRA Report |
| Ryan Curtis Wehr | 4492467 | 1 | 08/23/2018 | Customer Dispute | Settled | $7,300.00 | $0.00 | See FINRA Report |
| Kira Hill | 5440669 | 2 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Ryan Grossman | 5047471 | 1 | 08/11/2018 | Customer Dispute | Award / Judgment | $16,704.30 | $8,840.96 | See FINRA Report |