Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Horton Abbott | 5637067 | 2 | 08/22/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paula Renee Vollum | 1262826 | 1 | 06/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Halpern | 6108794 | 1 | 04/16/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome Gregory | 1130672 | 2 | 12/05/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Bland Sallee | 2313774 | 1 | 04/04/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |