Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Petrillo | 1752606 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon T Blair | 4661117 | 1 | 08/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shea James Murphy | 2565686 | 2 | 07/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darin Emo Leeman | 4706037 | 2 | 03/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Daniel Ramsey | 1209836 | 2 | 08/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian Horton Abbott | 5637067 | 2 | 06/10/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Roderick Tabor | 2229134 | 1 | 06/26/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darin Emo Leeman | 4706037 | 2 | 02/17/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian Horton Abbott | 5637067 | 2 | 08/22/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paula Renee Vollum | 1262826 | 1 | 06/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |