Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Petrillo | 1752606 | 2 | 05/05/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen M Fitts | 4675054 | 1 | 02/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Daniel Ramsey | 1209836 | 2 | 12/27/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luanna Reyes | 4904162 | 1 | 10/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad A Tsounis | 5579717 | 2 | 06/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad A Tsounis | 5579717 | 2 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Trevor Bunday | 4099956 | 1 | 01/11/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Rose | 4750936 | 1 | 09/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerome Gregory | 1130672 | 2 | 11/17/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Ozeroff | 5824548 | 1 | 08/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |