Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Nowak | 1941545 | 5 | 04/17/1999 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Gene Henry Vallecorsa | 1654347 | 2 | 01/01/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gene Henry Vallecorsa | 1654347 | 2 | 01/01/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Paul Martin Fibbe | 2690181 | 1 | 11/05/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Ryan Oestreicher | 5077320 | 2 | 04/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mimi Hodac | 5500602 | 1 | 04/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 07/22/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christy Lynn McCarthy | 3126621 | 1 | 04/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thiesman Lamar Brown | 4131887 | 1 | 01/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dana Leigh Hodges | 6460166 | 3 | 12/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |