Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Mayes | 4165519 | 1 | 10/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence John Steele | 4502553 | 1 | 09/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Alain Sier | 2383247 | 2 | 08/06/2001 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| John Patrick Byrne | 2869356 | 1 | 06/11/2001 | Customer Dispute | Settled | $7,100.00 | $0.00 | See FINRA Report |
| Darryl Augustine Lindsey | 1851737 | 1 | 04/06/2001 | Customer Dispute | Award / Judgment | $93,000.00 | $35,000.00 | See FINRA Report |
| Kevin Gerard Mullins | 2045533 | 2 | 03/20/2001 | Customer Dispute | Settled | $12,131.30 | $0.00 | See FINRA Report |
| Laurence Edward Dunlap | 2195239 | 1 | 12/11/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Lee French | 2377295 | 1 | 11/16/2000 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Amber Kristen Girtman Jones | 4623375 | 1 | 10/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maximo Lopez | 1519497 | 1 | 05/28/1999 | Customer Dispute | Award / Judgment | $73,273.00 | $5,000.00 | See FINRA Report |