Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Dykstra | 2846762 | 1 | 11/21/2007 | Customer Dispute | Denied | $5,696.00 | $0.00 | See FINRA Report |
| Shane Steven Hurst | 4358304 | 2 | 10/01/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard F Disberger | 2312969 | 2 | 09/07/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard F Disberger | 2312969 | 2 | 08/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Charles Cole | 1150120 | 2 | 05/08/2006 | Customer Dispute | Settled | $15,052.40 | $0.00 | See FINRA Report |
| Nicholas Lisnock | 7242288 | 3 | 04/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles Cole | 1150120 | 2 | 03/28/2006 | Customer Dispute | Settled | $5,532.00 | $0.00 | See FINRA Report |
| John Lewis Joy | 3066252 | 2 | 02/24/2006 | Customer Dispute | Denied | $14,663.00 | $0.00 | See FINRA Report |
| Tara Claudine Prindible | 4656634 | 1 | 02/23/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher J Young | 6015240 | 1 | 05/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |