Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Brian Isley | 5830827 | 1 | 06/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas R Brown | 4897665 | 1 | 04/28/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| McKenlee Derrick Randolph | 6781262 | 3 | 03/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Jamison Loudenback | 4747512 | 2 | 01/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Candace Leigh Johnson | 6916470 | 2 | 11/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Albert Mazurkiewicz | 7342042 | 1 | 10/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Sue Dennis | 2083061 | 2 | 10/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carnell Anthony Freeman | 4750189 | 1 | 05/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert P Philpott | 5448701 | 2 | 03/07/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Gentry Arnette | 5889469 | 1 | 12/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |