Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Newton Smith | 1988190 | 3 | 04/22/2010 | Customer Dispute | Denied | $8,577.00 | $0.00 | See FINRA Report |
| Shea James Murphy | 2565686 | 2 | 03/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Charles Lupone | 1712588 | 1 | 01/25/2010 | Customer Dispute | Settled | $372,205.00 | $0.00 | See FINRA Report |
| Renee Lynn Coil | 3044399 | 5 | 12/11/2009 | Customer Dispute | Denied | $98,756.00 | $0.00 | See FINRA Report |
| Robert P Philpott | 5448701 | 2 | 08/10/2009 | Customer Dispute | Settled | $6,640.54 | $0.00 | See FINRA Report |
| Todd Michael Chamelin | 4123629 | 1 | 08/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Renee Lynn Coil | 3044399 | 5 | 07/28/2009 | Customer Dispute | Settled | $24,034.00 | $0.00 | See FINRA Report |
| Vernon Joseph Klassen | 1239078 | 1 | 02/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gamaliel Michaud | 2689719 | 3 | 02/17/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel John Nowak | 1941545 | 5 | 01/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |