Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Richard Olewnik | 4609162 | 1 | 03/17/2011 | Customer Dispute | Denied | $6,057.00 | $0.00 | See FINRA Report |
| Shawnee G Anderson | 4375060 | 1 | 02/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Byron Trudo | 2788176 | 1 | 02/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David E Quast | 3240983 | 2 | 11/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David E Quast | 3240983 | 2 | 11/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bailey Alan Rihner | 6897925 | 1 | 10/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 08/24/2010 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| William Hilton Burke | 2527342 | 1 | 08/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Lynn Coil | 3044399 | 5 | 07/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Wilson | 2558323 | 1 | 07/15/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report |