Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Marie Evans | 2255281 | 1 | 06/10/2014 | Customer Dispute | Denied | $31,345.60 | $0.00 | See FINRA Report |
| Shirley Cynthia Haynes | 2845224 | 1 | 06/02/2014 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Rodney Dwayne Jones | 2936674 | 2 | 04/16/2014 | Customer Dispute | Denied | $10,993.90 | $0.00 | See FINRA Report |
| Kelly Joanne Torresin | 4711648 | 1 | 04/10/2014 | Customer Dispute | Denied | $32,624.20 | $0.00 | See FINRA Report |
| Daniel Scott Knox | 4566777 | 1 | 03/07/2014 | Customer Dispute | Denied | $9,179.74 | $0.00 | See FINRA Report |
| Jacob Hassinger | 7312326 | 1 | 01/30/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Dale Nokes | 4916088 | 1 | 12/06/2013 | Customer Dispute | Denied | $16,668.10 | $0.00 | See FINRA Report |
| Candace Leigh Johnson | 6916470 | 2 | 12/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 11/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Coleman Mills | 2623307 | 3 | 09/04/2013 | Customer Dispute | Denied | $16,659.80 | $0.00 | See FINRA Report |