Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Blackwell West | 2730225 | 1 | 04/01/2015 | Customer Dispute | Denied | $38,211.00 | $0.00 | See FINRA Report |
| Daniel R Biggers | 5128052 | 1 | 03/19/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott E Hirsch | 5308416 | 2 | 03/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott E Hirsch | 5308416 | 2 | 03/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rodney Dwayne Jones | 2936674 | 2 | 02/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse T Sausedo | 7609603 | 1 | 02/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Joan Bauer | 1408478 | 1 | 11/12/2014 | Customer Dispute | Settled | $351,531.00 | $0.00 | See FINRA Report |
| Michael A Kreger | 5318174 | 1 | 07/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kim Baughman Short | 4565902 | 4 | 07/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brent Arnold Moeller | 6007122 | 2 | 07/14/2014 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |