Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devon Arquette | 7616818 | 1 | 01/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel John Nowak | 1941545 | 5 | 12/16/2015 | Customer Dispute | Denied | $2,400,000.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danika M Korenek | 6424177 | 1 | 08/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Farrel Coates | 2802915 | 1 | 06/30/2015 | Customer Dispute | Denied | $5,114.30 | $0.00 | See FINRA Report |
| Richard Charles Buckland | 5920508 | 2 | 05/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |