Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Mason | 7371368 | 1 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Arnold Moeller | 6007122 | 2 | 05/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Anthony Soika | 2314977 | 1 | 05/20/2016 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 05/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Lane Skrabanek | 6903293 | 1 | 04/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramona Bernadette Dalton | 6061826 | 2 | 04/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Cleek | 2811946 | 2 | 03/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Lisnock | 7242288 | 3 | 03/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John C English | 1644709 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth A Jackson | 4336100 | 1 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |