Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Oliver Wright | 5714572 | 1 | 11/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Philbrick | 2980224 | 1 | 11/13/2016 | Customer Dispute | Settled | $8,952.64 | $0.00 | See FINRA Report |
| Kathy Leanne Rosado | 2810480 | 2 | 11/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua J Maida | 5909449 | 2 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Carl Schroyer | 3176240 | 1 | 10/17/2016 | Customer Dispute | Denied | $6,172.83 | $0.00 | See FINRA Report |
| Steven George Bentley | 5893915 | 2 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter W Griffin | 5962390 | 1 | 08/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leotha Thurman | 1190306 | 1 | 08/22/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kristen Noell Rose | 4288601 | 1 | 06/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Ryan Oestreicher | 5077320 | 2 | 06/23/2016 | Customer Dispute | Award / Judgment | $8,000.00 | $6,000.00 | See FINRA Report |