Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Joan Bauer | 1408478 | 1 | 11/12/2014 | Customer Dispute | Settled | $351,531.00 | $0.00 | See FINRA Report |
| John Holt Russell | 2692070 | 1 | 04/03/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilbert Allen Evers | 2042133 | 1 | 03/21/2012 | Customer Dispute | Settled | $11,510.00 | $0.00 | See FINRA Report |
| Christina Joy Apgar | 5837962 | 1 | 03/09/2012 | Customer Dispute | Settled | $7,897.80 | $0.00 | See FINRA Report |
| Timothy Perry Lense | 2920905 | 1 | 01/26/2012 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Rodney Dale Smith | 4343228 | 2 | 08/24/2011 | Customer Dispute | Settled | $23,404.10 | $0.00 | See FINRA Report |
| Robert Byron Trudo | 2788176 | 1 | 02/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David E Quast | 3240983 | 2 | 11/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 08/24/2010 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Peter Charles Lupone | 1712588 | 1 | 01/25/2010 | Customer Dispute | Settled | $372,205.00 | $0.00 | See FINRA Report |