Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramona Bernadette Dalton | 6061826 | 2 | 04/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Cleek | 2811946 | 2 | 03/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Danika M Korenek | 6424177 | 1 | 08/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Michael Chamelin | 4123629 | 1 | 08/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ava Rowena Overman | 5546316 | 1 | 01/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ji Wook Kim | 5455937 | 1 | 05/04/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chandra Rochell Rollins | 6404379 | 1 | 03/14/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Buckland | 5920508 | 2 | 09/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfred Mayes | 4165519 | 1 | 10/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |