Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Baughman Short | 4565902 | 4 | 04/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Ronald Gecks | 5831857 | 1 | 03/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Danielle Major | 4166676 | 2 | 03/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Romero | 4335247 | 2 | 11/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Romero | 4335247 | 2 | 11/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Angela Jamison | 3140635 | 3 | 09/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Browning | 4182776 | 1 | 04/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicolas Bazarevitsch | 2646019 | 2 | 04/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Everett Thompson | 6647845 | 1 | 01/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ramona Bernadette Dalton | 6061826 | 2 | 08/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |