Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Mason | 7371368 | 1 | 06/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 05/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lisnock | 7242288 | 3 | 03/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John C English | 1644709 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth A Jackson | 4336100 | 1 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Gale Morales | 6404978 | 6 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |