Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Leigh Hodges | 6460166 | 3 | 03/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Leigh Hodges | 6460166 | 3 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malissa L Shawley | 6075207 | 2 | 12/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malissa L Shawley | 6075207 | 2 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Baughman Short | 4565902 | 4 | 08/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lisnock | 7242288 | 3 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Andrew Kahler | 6262343 | 1 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dexter Leger | 7151063 | 1 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kira Hill | 5440669 | 2 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Georgi S Bivolarski | 4784317 | 1 | 05/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |