Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Steven Hurst | 4358304 | 2 | 10/01/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard F Disberger | 2312969 | 2 | 08/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Travis Clemente Rich | 6732007 | 2 | 07/19/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Martin Fibbe | 2690181 | 1 | 11/05/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Placido Rodriguez | 2001875 | 5 | 07/22/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Ramsey | 1209836 | 2 | 12/27/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chad A Tsounis | 5579717 | 2 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Ramsey | 1209836 | 2 | 08/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |