Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Butler | 1642854 | 1 | 06/26/2003 | Customer Dispute | Denied | $83,945.00 | $0.00 | See FINRA Report |
| John Lewis Joy | 3066252 | 2 | 04/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Garza | 2583235 | 1 | 10/07/2002 | Customer Dispute | Denied | $384,798.00 | $0.00 | See FINRA Report |
| Daniel Alain Sier | 2383247 | 2 | 08/06/2001 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Laurence Edward Dunlap | 2195239 | 1 | 12/11/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |