Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Henry Gerlick | 1536325 | 1 | 10/06/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mark Francis Roberts | 2752866 | 1 | 10/03/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Felix F Barraza | 4734453 | 3 | 09/29/2008 | Customer Dispute | Denied | $24,242.40 | $0.00 | See FINRA Report |
| William George Williams | 2328395 | 1 | 09/23/2008 | Customer Dispute | Denied | $5,020.42 | $0.00 | See FINRA Report |
| Thomas Patrick Dennig | 4269253 | 1 | 12/13/2007 | Customer Dispute | Denied | $6,406.67 | $0.00 | See FINRA Report |
| David William Dykstra | 2846762 | 1 | 11/21/2007 | Customer Dispute | Denied | $5,696.00 | $0.00 | See FINRA Report |
| John Lewis Joy | 3066252 | 2 | 02/24/2006 | Customer Dispute | Denied | $14,663.00 | $0.00 | See FINRA Report |
| Tara Claudine Prindible | 4656634 | 1 | 02/23/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Coleman Mills | 2623307 | 3 | 09/09/2003 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Kory Allan Johnson | 2363850 | 1 | 07/17/2003 | Customer Dispute | Denied | $28,527.00 | $0.00 | See FINRA Report |