Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Joanne Torresin | 4711648 | 1 | 04/10/2014 | Customer Dispute | Denied | $32,624.20 | $0.00 | See FINRA Report |
| Daniel Scott Knox | 4566777 | 1 | 03/07/2014 | Customer Dispute | Denied | $9,179.74 | $0.00 | See FINRA Report |
| Joshua Dale Nokes | 4916088 | 1 | 12/06/2013 | Customer Dispute | Denied | $16,668.10 | $0.00 | See FINRA Report |
| David Coleman Mills | 2623307 | 3 | 09/04/2013 | Customer Dispute | Denied | $16,659.80 | $0.00 | See FINRA Report |
| Scott Alan Meinert | 5489374 | 1 | 07/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julio Cesar Sarmiento | 4406302 | 1 | 07/22/2013 | Customer Dispute | Denied | $22,956.60 | $0.00 | See FINRA Report |
| Elton Sigrest Thomas | 4382078 | 2 | 03/13/2013 | Customer Dispute | Denied | $34,800.50 | $0.00 | See FINRA Report |
| David Benjamin Dobin | 4224203 | 1 | 01/23/2013 | Customer Dispute | Denied | $6,116.45 | $0.00 | See FINRA Report |
| Stephen James Gaubert | 4236380 | 1 | 08/31/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| John Fitzgerald Gray | 3232088 | 1 | 06/14/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |